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Member Directory

Last Updated: 05/30/2013

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Firm No. Firm Name EO IO SLP SSF CO/CF NYL TO
001 ADM Investor Services, Inc           X  
005 Goldman, Sachs & Co. X X X X      
007 X-Change Financial Access, LLC X X          
008 ABN AMRO Clearing Chicago LLC   X     X    
009 Goldman Sachs Execution & Clearing, L.P. X X X X      
013 Sanford C. Bernstein & Co. LLC X X   X      
015 Morgan Stanley Smith Barney LLC X X          
017 Interactive Brokers LLC X X X X      
019 Jefferies LLC X X X X      
028 Canaccord Genuity Corp. X X          
031 Natixis Securities Americas LLC X X X X      
033 Canaccord Genuity Corp. X X          
035 Jump Trading, LLC           X  
038 RBC Capital Markets, LLC   X          
045 BMO Capital Markets Corporation X X X        
050 Morgan Stanley & Co. LLC X X   X      
052 COR Clearing LLC X X   X      
053 BNP Paribas Securities Corp.   X          
060 J.P. Morgan Securities LLC X X   X      
062 Vanguard Marketing Corporation X X          
063 Virtu Financial BD LLC     X        
067 Instinet LLC X X          
072 Jefferies Bache, LLC       X X    
074 Barclays Capital Inc. X X X X X    
075 LPL Financial LLC X X   X      
076 Mitsubishi UFJ Securities (USA), Inc. X X X        
077 Octeg, LLC         X    
078 Octeg, LLC           X  
079 Advantage Futures, LLC         X    
080 National Bank Financial Inc. X X X X      
082 R.J. O'Brien & Associates, LLC         X    
083 R.J. O'Brien & Associates, LLC       X X    
089 Mizuho Securities USA Inc. X X X        
090 Jefferies Bache, LLC           X  
092 Deutsche Bank Securities, Inc.           X  
094 Deutsche Bank Securities, Inc.       X X    
096 Lek Securities Corporation       X X    
099 ITG, Inc.     X        
102 BNY Mellon Clearing, LLC           X  
103 Wedbush Securities, Inc. X X X X      
105 Goldman Sachs Execution & Clearing, L.P. X X         X
106 Credit Suisse Securities (USA) LLC         X    
111 Apex Clearing Corporation X X   X      
112 ABN AMRO Clearing Chicago LLC X X   X      
115 Cantor Fitzgerald & Co.         X    
121 BNY Mellon Clearing LLC         X    
124 Ingalls & Snyder LLC X X X X      
128 RBS Securities, Inc.         X    
136 Banca IMI Securities Corporation     X        
140 Knight Capital Americas LLC           X  
141 First Clearing, LLC X X X X      
150 Dorman Trading, LLC           X  
152 Dorman Trading, LLC         X    
158 Apex Clearing Corporation X X X X      
159 FCStone, LLC         X    
160 FCStone, LLC           X  
161 Merrill Lynch, Pierce, Fenner, & Smith Inc. X X X X     X
164 Charles Schwab & Co., Inc. X X X X      
166 RCap Securities, Inc.     X        
167 Phillip Futures Inc.         X    
168 Phillip Futures Inc.           X  
173 Credit Suisse Securities (USA) LLC           X  
180 Nomura Securities International Inc. X X X X      
181 Nomura Securities International Inc.         X    
186 Scotia Capital Inc. X X   X      
198 RBC Dominion Securities Inc. X X   X      
209 BMO Nesbitt Burns, Inc. X X   X      
221 UBS Financial Services Inc. X X X X      
226 National Financial Services LLC X X X X      
229 Lek Securities Corporation X X   X      
230 BNP Paribas Prime Brokerage, Inc. X X X        
233 Compass Professional Services, LLC X X          
235 RBC Capital Markets, LLC X X X X      
240 Knight Capital Americas LLC       X      
245 Merrill Lynch Pierce Fenner & Smith Inc. X X          
255 Barclays Capital Inc. X X X X      
269 Maple Securities U.S.A. Inc. X X X X      
270 ING Financial Markets LLC     X        
271 TradeStation Securities, Inc. X X X        
273 Barclays Capital Inc. X X   X      
275 Merrill Lynch Pierce Fenner & Smith Inc. X X X        
276 Vision Financial Markets LLC           X  
277 ABN AMRO Clearing Chicago LLC           X  
278 Morgan Stanley & Co. LLC           X  
279 Southwest Securities, Inc. X X X X      
284 Albert Fried & Company, LLC X X X        
286 SG Americas Securities, LLC X X X X      
289 Credit Suisse Securities (USA) LLC       X X    
293 Knight Capital Americas LLC X X X        
295 Knight Capital Americas LLC X X X        
297 Knight Capital Americas LLC X X X        
298 Knight Capital Americas LLC X X X        
299 Merrill Lynch Pierce Fenner & Smith Inc.       X X    
308 Lazard Capital Markets LLC X X X        
309 First Southwest Company X X X X      
311 Piper Jaffray & Co. X X   X      
330 ABN AMRO Clearing Chicago LLC X X   X      
333 Electronic Brokerage Systems, LLC X X   X      
338 optionsXpress, Inc. X X X X      
340 Knight Capital Americas LLC         X    
341 Octeg, LLC X X X        
349 ABN AMRO Securities (USA) LLC     X        
350 Goldman, Sachs & Co.           X  
352 J.P. Morgan Clearing Corp. X X X       X
355 Credit Suisse Securities (USA) LLC X X X X      
365 Wolverine Execution Services, LLC X X          
367 USAA Investment Management Company X X   X      
370 Tradition Asiel Securities Inc. X X   X      
371 Citigroup Global Markets Inc.           X  
374 Janney Montgomery Scott LLC X X X X      
381 BNP Paribas Securities Corp.       X X    
382 BNP Paribas Securities Corp.           X  
385 E*TRADE Clearing LLC X X X X      
388 Industrial and Commercial Bank of China Financial Services LLC     X        
395 Citadel Securities LLC X X X        
396 ABN AMRO Clearing Chicago LLC X X X X      
405 FCStone, LLC           X  
406 FCStone, LLC         X    
411 Automated Trading Desk Financial Services, LLC X X          
418 Citigroup Global Markets Inc. X X X X      
419 Stephens Inc. X X   X      
425 RBS Securities, Inc. X X X        
436 Archipelago Securities, LLC X X          
438 CIBC World Markets Corp. X X X X      
443 Pershing LLC X X X X     X
445 StockCross Financial Services, Inc. X X   X      
477 Timber Hill LLC X X   X X    
490 MS Securities Services Inc.     X        
497 Goldman, Sachs & Co.       X X    
501 Goldman Sachs Execution & Clearing, L.P. X X X X     X
503 CIBC World Markets Inc. X X   X      
506 Vision Financial Markets LLC       X X    
509 ADM Investor Services, Inc       X X    
512 Lek Securities Corporation X X X X      
515 Ziv Investment Company X X   X      
516 Maple Securities Canada Limited X X   X      
519 Merrill Lynch Professional Clearing Corp.   X          
520 Nasdaq Option Services, LLC X X          
524 ABN AMRO Clearing Chicago LLC X X          
534 Interactive Brokers LLC X X X X      
535 Interactive Brokers LLC           X  
540 Merrill Lynch Professional Clearing Corp. X X   X      
541 ABN AMRO Clearing Chicago LLC X X X X      
543 Apex Clearing Corporation X X X X      
544 Broadridge Business Process Outsourcing, LLC X X          
547 Robert W. Baird & Co. Incorporated X X X X      
549 Timber Hill LLC X X X X X    
550 Timber Hill LLC           X  
551 Merrill Lynch Professional Clearing Corp. X X X X     X
552 Merrill Lynch Professional Clearing Corp. X X   X      
553 Merrill Lynch Professional Clearing Corp. X X   X      
560 Merrill Lynch Pierce Fenner & Smith Inc.           X  
567 ABN AMRO Clearing Chicago LLC       X X    
571 Oppenheimer & Co. Inc. X X X X      
572 Goldman Sachs Execution & Clearing, L.P. X X   X     X
573 Deutsche Bank Securities Inc. X X X X      
575 Merrill Lynch Professional Clearing Corp. X X   X      
576 Barclays Capital Inc. X X X X      
577 LiquidPoint, LLC X X          
580 Cowen Equity Finance LP X   X X      
581 Southwest Securities, Inc. X X X X      
586 Deutsche Bank Securities Inc. X X          
595 Vision Financial Markets LLC X X X        
598 Merrill Lynch Professional Clearing Corp.   X          
602 Morgan Stanley & Co. LLC       X X    
608 Newedge USA, LLC X X X X      
611 Timber Hill LLC   X          
615 TD Waterhouse Canada Inc. X X   X      
640 UBS Securities LLC           X  
641 UBS Securities LLC       X X    
642 UBS Securities LLC X X X X      
643 Interactive Brokers LLC       X X    
647 Daiwa Capital Markets America Inc. X X X X      
651 Credit Agricole Securities (USA) Inc. X X X X      
656 BNP Paribas Securities Corp. X X X X      
659 Newedge USA, LLC X X          
660 J.P. Morgan Securities LLC           X  
661 J.P. Morgan Securities LLC       X X    
670 CSS, LLC X X          
672 Newedge USA, LLC X X   X      
674 Lakeshore Securities, L.P. X X   X      
685 R.J. O'Brien & Associates, LLC           X  
695 ABN AMRO Clearing Chicago LLC X X X X      
696 Cantor Fitzgerald & Co. X X X        
702 BB&T Securities, LLC X X          
704 Barclays Capital Inc.       X X    
705 Scottrade, Inc. X X   X      
706 Barclays Capital Inc.           X  
709 Barclays Capital Inc.       X      
711 Barclays Capital Inc.         X    
712 Barclays Capital Inc. X X   X      
718 Newedge USA, LLC           X  
719 Newedge USA, LLC X X   X      
722 Newedge USA, LLC X X X X      
725 Raymond James & Associates, Inc. X X   X      
727 Mesirow Financial Inc. X X          
733 Wells Fargo Advisors, LLC X X          
737 Advantage Futures, LLC           X  
741 Goldman Sachs Execution & Clearing, L.P.       X X    
743 C.L. King & Associates, Inc. X X X        
747 Citigroup Global Markets Inc.       X X    
749 Virtu Financial Capital Markets LLC X X X        
756 American Enterprise Investment Services, Inc. X X X        
761 Newedge USA, LLC         X    
762 Newedge USA, LLC       X X    
768 J.J.B. Hilliard, W.L. Lyons, LLC X X   X      
771 William Blair & Company, LLC X X   X      
777 TD Ameritrade Clearing, Inc. X X X X      
778 TD Ameritrade Clearing, Inc. X X          
792 Merrill Lynch, Pierce, Fenner & Smith Inc. X X   X     X
793 Stifel Nicolaus & Company Incorporated X X   X      
795 RBC Capital Markets, LLC       X X    
796 RBC Capital Markets, LLC           X  
800 Rosenthal Collins Group, LLC           X  
801 Rosenthal Collins Group, LLC         X    
805 Citigroup Global Markets Inc. X X          
813 ABN AMRO Clearing Chicago LLC   X          
815 Goldman Sachs Execution & Clearing, L.P.           X  
816 HSBC Securities (USA) Inc. X X   X      
822 J.P. Morgan Clearing Corp.   X          
824 Goldman Sachs Execution & Clearing, L.P.   X          
829 ABN AMRO Clearing Chicago LLC OCC/ICE CLEAR Cross Margin   X          
831 CIBC World Markets Corp. X X          
833 J.P. Morgan Clearing Corp.   X          
841 Goldman Sachs Execution & Clearing, L.P.   X     X    
843 Goldman Sachs Execution & Clearing, L.P.   X          
847 Merrill Lynch Professional Clearing Corp.   X          
875 BMO Capital Markets Corporation X X          
880 Citadel Securities LLC X X          
884 Nomura Securities International Inc.   X