OCC Schedule of Fees / June 2009
Clearing Member
Clearing
Ancillary Services
| TIER I |
$1,500.00 per month |
- ENCORE Access
- MyOCC Access
- Data Service - proprietary position and trade data (includes transmission to service bureau)
- Report Bundle
- Series File
- Special Settlement File
- Open Interest File
- Prices File
- Stock Loan File
- Theoretical Profit and Loss Values
- Leased line charges are additional
|
| Additional Clearing Member: No Charge |
| TIER II |
$1,000.00 per month |
- ENCORE Access
- MyOCC Access
- Data Service - proprietary position and trade data (includes transmission to service bureau)
- Report Bundle
- Leased line charges are additional
|
| TIER III |
$650.00 per month |
- ENCORE Access
- MyOCC Access
|
| TIER IV |
$300.00 per month |
| (Stock Loan only) |
- ENCORE Access
- MyOCC Access
|
Leased Line Services
| T1 line to destination
| Cost per month, per line
|
| Midwest |
$1,000.00 |
| East Coast |
$1,500.00 |
| West Coast |
$2,000.00 |
Clearing Member & Non-Clearing Member
Publications/Brochures
| Disclosure Documents |
$0.45 |
| "Understanding Stock Options" |
| quantities of 99 or less |
$1.00 |
| quantities of 100 or more |
$0.90 |
| "Taxes & Investing: A Guide for the Individual Investor" |
| quantities of 99 or less |
$1.00 |
| quantities of 100 or more |
$0.90 |
| "LEAPS® (Long-Term Equity Anticipation Securities®)" |
|
| quantities of 99 or less |
$1.00 |
| quantities of 100 or more |
$0.90 |
OCC/ICC By-Laws and Rules
Updates can be obtained on a
subscription basis for $47.00 per year. |
$47.00 |
Non-Clearing Member
Series Information
| Non-Distribution |
$1,750.00 per month |
| Distribution |
$3,000.00 per month |
Prices Information
Theoretical Profit and Loss Values
Escrow Banks
Escrow Program Fees
All fees are subject to change
For further information, contact Member Services at 1-800-621-6072 or refer to OCC's
Member Services Brochure.
