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Daniel T. Busby

Chief Clearing and Settlement Services Officer

Daniel T. Busby

Dan Busby is Chief Clearing and Settlement Services Officer at OCC, the world's largest equity derivatives clearing organization.

Mr. Busby is responsible for OCC's day-to-day clearance and settlement functions and oversees the National Operations, Corporate Actions, Member Services, Collateral Services, and the Technical Certification Services business units. He previously served as First Vice President of Operations. Prior to that, Mr. Busby held the roles of Vice President of Member Services and Vice President of Internet and Investor Services. He joined OCC in 1999 as Director of Internet and Investor Services.

Mr. Busby is a member of OCC's Operations Roundtable, and he also represents OCC on the SIFMA Listed Options Committee.

Mr. Busby graduated with a B.S. from Fairfield University and a M.B.A. from Loyola University. He also completed the Securities Industry Association's Securities Industry Institute at the Wharton School of the University of Pennsylvania.

This web site discusses exchange-traded options issued by The Options Clearing Corporation. No statement in this web site is to be construed as an endorsement, recommendation or solicitation to purchase or sell a security, or to provide investment advice. Options involve risk and are not suitable for all investors. Prior to buying or selling an option, a person must receive a copy of the disclosure document, Characteristics and Risks of Standardized Options. Individuals should not enter into option transactions until they have read and understood this document. To obtain copies, contact your broker, any exchange on which options are traded, or The Options Clearing Corporation, 125 S. Franklin Street, Suite 1200, Chicago, IL 60606 ([email protected]).