Stephen Luparello is General Counsel for Citadel Securities, responsible for the legal, compliance, and regulatory affairs functions globally.
Prior to joining Citadel Securities, Mr. Luparello was Director of the SEC's Division of Trading and Markets. Prior to that, he was a partner at WilmerHale, specializing in broker-dealer compliance and regulation, securities litigation, and enforcement. Mr. Luparello joined WilmerHale after spending 16 years at the Financial Industry Regulatory Authority (FINRA) and its predecessor, the National Association of Securities Dealers (NASD), where he most recently served as Vice Chairman.
Mr. Luparello received a Bachelor's Degree from Le Moyne College and a law degree from Washington and Lee University.
Mr. Luparello is a Member Director on OCC's Board of Directors and serves on the Audit Committee and the Compensation and Performance Committee.