Board of Directors as of December 31, 2013

Wayne P. Luthringshausen
Chairman of the Board and
Chief Executive Officer
Gerard J. McGraw
Member Vice Chairman, OCC
President, Fidelity Institutional
Fidelity Investments
Craig Abruzzo
Managing Director
Morgan Stanley & Co. LLC
Steven G. Crutchfield
Senior Vice President,
Head of U.S. Options
NYSE Euronext
Felix B. Davidson
President
TD Ameritrade Clearing, Inc.
Commenced service April 2013
Raymond J. Di Sanza
Senior Vice President,
Operational Services

Charles Schwab & Co., Inc.
Commenced service April 2013

Meyer S. Frucher
Vice Chairman
The NASDAQ OMX Group, Inc.
Matthew B. Gelber
President
Bitterroot Asset Management, LLC
Gary Katz
President and Chief
Executive Officer
International Securities
Exchange, LLC
Elizabeth K. King
Head of Regulatory Affairs
KCG Holdings, Inc.
Richard R. Lindsey
Chief Investment Strategist
Janus Liquid Alternatives
Craig C. Messinger
Executive Vice President
Global Head of Trading and Risk
Management
The Bank of New York Mellon
Commenced service April 2013
Kevin G. Russell
Managing Director, Head of
Equities Trading for the Americas
Citigroup Global Markets Inc.
Edward T. Tilly
Chief Executive Officer
Chicago Board Options
Exchange, Incorporated
Jonathan B. Werts
Managing Director,
Global Execution Services
Bank of America Merrill Lynch
Alice Patricia White
Economist
John S. Willian
Managing Director,
Global Prime Services
Goldman, Sachs & Co.
Board Committees
BOARD COMMITTEES
Audit Committee
Alice Patricia White (Chair)
Felix B. Davidson
Raymond J. Di Sanza
Matthew B. Gelber
Elizabeth K. King
Richard R. Lindsey
Kevin G. Russell
Governance Committee
Elizabeth K. King (Chair)
Steven G. Crutchfield
Matthew B. Gelber
Richard R. Lindsey
Alice Patricia White
Performance Committee
Gerard J. McGraw (Chair)
Meyer S. Frucher
Richard R. Lindsey
Wayne P. Luthringshausen
Craig C. Messinger
Jonathan B. Werts
John S. Willian
Risk Committee
Richard R. Lindsey (Chair)
Craig Abruzzo
Matthew B. Gelber
Wayne P. Luthringshausen
Gerard J. McGraw
Kevin G. Russell
Alice Patricia White
John S. Willian
2014 NOMINATING
COMMITTEE
Richard R. Lindsey (Chair)
Janus Liquid Alternatives
Matthew Billings
Scottrade, Inc.
Yvonne J. Downs
Jefferies LLC
Peter Lawler
Apex Clearing Corporation
Ali A. Salahuddin
RBC Capital Markets, LLC
Kevin Shea
Instinet, LLC
TERM EXPIRATIONS
(MEMBER DIRECTORS
PUBLIC DIRECTORS)
April 2014
Richard R. Lindsey
Gerard J. McGraw
Craig C. Messinger
John S. Willian
April 2015
Felix B. Davidson
Elizabeth K. King
Kevin G. Russell
Alice Patricia White
April 2016
Craig Abruzzo
Raymond J. Di Sanza
Matthew B. Gelber
Jonathan B. Werts

Roundtables as of December 31, 2013

Operations
Roundtable
CLEARING MEMBERS
Maria Mancusi
Vice President, Derivatives Operations
ABN AMRO Clearing Chicago LLC
Gary D. Wiedman
Senior Vice President, Core Operations
Apex Clearing Corporation
Walter Roesch
Director
Clearing Services
Bank of America Merrill Lynch
John E. Clifford
Director
Barclays Capital Inc.
Tim Donohue
Director
BNP Paribas Prime Brokerage, Inc.
Angela Randall
Managing Director, Operational Services
Charles Schwab & Co., Inc.
Ken Wilson
Director
Citigroup/
Automated Trading Desk
Financial Services, LLC
Mark Mudry
Vice President
Credit Suisse Securities (USA) LLC
Bill Metzger
Vice President, Americas Operations
Deutsche Bank Securities Inc.
Joseph Pozzi
Vice President
Goldman Sachs Execution & Clearing, L.P.
Brian Sussman
Vice President, Clearing Operations
Interactive Brokers LLC/
Timber Hill LLC
Tom Biondi
Vice President
J.P. Morgan Clearing Corp.
John Bruzzese
Vice President, Derivatives Operations
Morgan Stanley & Co. LLC
George Swindasz
Senior Vice President
Mutual Fund and Brokerage Processing
National Financial Services LLC
Christine Show
Managing Director and
Global Head of Listed Derivative Operations
Newedge USA, LLC
Philip Polera
Vice President
Pershing LLC
Brian Connor
Vice President of Clearing and Options Services
Scottrade, Inc.
Kelly K. Bell
Vice President, Operations
Southwest Securities, Inc.
Ovidio Montemayor
Director, Financial Market Services Group
TD Ameritrade Clearing, Inc.
Raymond Passarello
Executive Director
UBS Securities LLC
EXCHANGES
Jeromy Hiserote
Operations Manager, U.S. Options
BATS Global Markets
Patty Schuler
Vice President
Business Development, Sales and Marketing
BOX Options Exchange LLC
Charles M. Hullihan
Director, Trading Systems Development
Chicago Board Options Exchange, Incorporated
Dan Amar
Head of Market Operations
International Securities Exchange, LLC
Randy Foster
Senior Vice President, Business
Systems Development
Miami International Holdings, Inc.
Chuck Mack
Managing Director
NASDAQ OMX
Pamela Zielezinski
Senior Vice President
NYSE Euronext
Tom McCabe
Chief Operating Officer
OneChicago LLC
INDUSTRY
ORGANIZATIONS
Nick Schiano
Product Manager
Broadridge
Susan Crozier
Director, Product Management
and Regulatory Affairs
Sungard
Gregory C. Akin
Director of Operations
Thomson Reuters
OIC
Roundtable
CLEARING MEMBERS
Todd Hohman
Managing Director
Securities Division
Goldman, Sachs & Co.
Robert Bodnar
Executive Director
Morgan Stanley Smith Barney LLC
Wim Van Lerberghe
Director
Global Client Relationships
Pershing LLC
Nicholas T. Otte
Senior Derivatives Market Structure Analyst
Trading Services
Scottrade, Inc.
Joseph (JJ) Kinahan
Chief Strategist
TD Ameritrade
Gary Semeraro
Director, Capital Markets
Options Strategy
UBS Financial Services Inc.
EXCHANGES
John R. Denza
Director
U.S. Sales
BATS Global Markets
Patty Schuler
Vice President
Business Development, Sales and Marketing
BOX Options Exchange LLC
Debra Peters
Vice President
The Options Institute
Chicago Board Options Exchange,
Incorporated
Pamela Quintero
Director, Business Development
The Options Institute
Chicago Board Options Exchange,
Incorporated
Lauren Latuso
Senior Marketing and Events Manager
International Securities Exchange, LLC
Molly McGregor
Communications and Marketing Officer
International Securities Exchange, LLC
ISE Gemini
Thomas Kennelly
Lead, Trading Operations
Miami International Securities Exchange,
LLC
Mike West
Vice President, US Equities and Derivatives
US Transaction Services
NASDAQ OMX
Barry Nobel
Vice President,
NASDAQ Transaction Services
NASDAQ OMX PHLX, LLC
Todd Wilemon
Managing Director
NYSE Arca Options
NYSE Euronext
Bill Ryan
Managing Director
NYSE Options
Technology
Roundtable
CLEARING MEMBERS
Wes Bugaj
Vice President
Bank of America Merrill Lynch
Ronald Kogan
Vice President, Technology
Bank of America Merrill Lynch
Jieming Shi
Project Manager
Credit Suisse Securities (USA) LLC
Tony DePascale
Senior Vice President,
Processing Support
Fidelity Investments
Michael Pritsker
Vice President,
Information Technology Management
Goldman, Sachs & Co.
Bob Yant
Vice President, Technology
Goldman Sachs Execution &
Clearing, L.P.
Douglas A. Novell
Vice President, Investment Bank
JPMorgan Chase
Inna Zhavoronok
Vice President,
Listed Derivatives Technology
Morgan Stanley & Co. LLC
Bradley Giemza
IT Senior Director
Newedge Group
Greg Starbenz
Director, Business Development
Southwest Securities, Inc.
Troy Waller
Director, Trading Systems Development
TD Ameritrade Clearing, Inc.
EXCHANGES
Robert J. Cornish
Chief Information Officer
International Securities Exchange, LLC
Randy Foster
Senior Vice President, Business Systems
Development
Miami International Holdings, Inc.
Bryan Jones
Director, Options Back Office
Technology
NASDAQ OMX
Mario Jimenez
Senior Managing Director
NYSE MKT, LLC / NYSE Arca, Inc.
INDUSTRY ORGANIZATIONS
Gregory C. Akin
Director of Operations
Thomson Reuters
Tim Rutka
Director,
Business Service Management
Thomson Reuters

Officers as of December 31, 2013

Wayne P. Luthringshausen
Chairman of the Board and
Chief Executive Officer
Michael E. Cahill
President, Chief Operating Officer
and Treasurer
James E. Brown
Executive Vice President,
General Counsel and Secretary
Michael W. McClain
Executive Vice President,
Business Operations and
Administration
Michael A. Walinskas
Executive Vice President and
Chief Risk Officer
Jean M. Cawley
Senior Vice President and
Deputy General Counsel
John J. Fennell
Senior Vice President,
Risk Management and
Treasury Operations
James T. Knoeck
Senior Vice President and
Chief Audit Executive
Raymond T. Tamayo
Senior Vice President and
Chief Information Officer
Richard G. Wallace
Senior Vice President and
Chief Compliance Officer