Board of Directors
as of December 31, 2014

  • Craig S. Donohue
    Craig S. Donohue
    Executive Chairman
  • Felix B. Davidson
    Felix B. Davidson
    Member Vice Chairman, OCC
    President
    TD Ameritrade Clearing, Inc.
  • Craig T. Abruzzo
    Craig T. Abruzzo
    Managing Director
    Morgan Stanley & Co. LLC
    Served until March 2014
  • Steven G. Crutchfield
    Steven G. Crutchfield
    Senior Vice President, Head
    of U.S. Options
    NYSE Euronext
    Served until February 2014
  • Mark F. Dehnert
    Mark F. Dehnert
    Managing Director
    Goldman Sachs Execution
    & Clearing, L.P.
    Commenced service
      April 2014
  • Raymond J. Di Sanza
    Raymond J. Di Sanza
    Senior Vice President,
    Operational Services
    Charles Schwab & Co., Inc.
  • Thomas W. Farley
    Thomas W. Farley
    President
    New York Stock Exchange
    Commenced service
    February 2014
  • Meyer S. Frucher
    Meyer S. Frucher
    Vice Chairman
    The NASDAQ OMX Group,
      Inc.
  • Matthew B.Gelber
    Matthew B. Gelber
    President
    Bitterroot Asset
      Management, LLC
  • David S. Goone
    David S. Goone
    Senior Vice President, Chief Strategic Officer
    IntercontinentalExchange,
      Inc.
    New York Stock Exchange
    Commenced service
    February 2014
  • Gary Katz
    Gary Katz
    President and Chief
    Executive Officer
    International Securities
    Exchange, LLC
  • Elizabeth K. King
    Elizabeth K. King
    Head of Regulatory Affairs
    KCG Holdings, Inc.
    Served until February 2014
  • Judith M. Kula
    Judith M. Kula
    Chief Financial Officer
    Wolverine Execution
      Services, LLC
    Commenced service
      April 2014
  • Richard R. Lindsey
    Richard R. Lindsey
    Chief Investment Strategist
    Janus Liquid Alternatives
  • Gerard J. McGraw
    Gerard J. McGraw
    President, Fidelity
      Institutional Fidelity
      Investments
    Served until April 2014
  • Craig C. Messinger
    Craig C. Messinger
    Executive Vice President
    Global Head of Trading and
      Risk Management
    The Bank of New York
      Mellon
  • Kevin G. Russell
    Kevin G. Russell
    Managing Director, Head
    of Equities Trading for
    the Americas
    Citigroup Global Markets
      Inc.
  • John M. Ruth
    John M. Ruth
    Chief Executive Officer
    ABN AMRO Clearing
      Chicago, LLC
    Commenced service
      April 2014
  • Christine L. Show
    Christine L. Show
    Managing Director and
      Global Head of Listed
      Derivative Operations
      Newedge USA, LLC
    Commenced service
      April 2014
  • Edward T. Tilly
    Edward T. Tilly
    Chief Executive Officer
    Chicago Board Options
    Exchange, Incorporated
  • Jonathan B. Werts
    Jonathan B. Werts
    Managing Director,
    Global Execution Services
    Bank of America Merrill
      Lynch
  • Alice Patricia White
    Alice Patricia White
    Economist
  • John S. Willian
    John S. Willian
    Managing Director, Global
      Prime Services
    Goldman, Sachs & Co.
    Served until April 2014

Board Committees

Audit Committee
Alice Patricia White (Chair)
Raymond J. Di Sanza
Matthew B. Gelber
Judith M. Kula
Richard R. Lindsey
Edward T. Tilly
Governance &
Nominating Committee
Matthew B. Gelber (Chair)
Gary Katz
Richard R. Lindsey
Christine L. Show
Alice Patricia White
Performance Committee
Felix B. Davidson (Chair)
Craig S. Donohue
Meyer S. Frucher
David S. Goone
Richard R. Lindsey
Craig C. Messinger
Jonathan B. Werts
Risk Committee
Richard R. Lindsey (Chair)
Felix B. Davidson
Mark F. Dehnert
Craig S. Donohue
Matthew B. Gelber
Kevin G. Russell
John M. Ruth
Alice Patricia White
TERM EXPIRATIONS
(MEMBER DIRECTORS &
PUBLIC DIRECTORS)
April 2015
Felix B. Davidson
Kevin G. Russell
Christine L. Show
Alice Patricia White
April 2016
Raymond J. Di Sanza
Matthew B. Gelber
Judith M. Kula
Jonathan B. Werts
April 2017
Mark F. Dehnert
Richard R. Lindsey
Craig C. Messinger
John M. Ruth

Roundtables as of December 31, 2014

Operations Roundtable

CLEARING MEMBERS
Maria Mancusi
Vice President, Derivatives Operations
ABN AMRO Clearing Chicago LLC
Gary D. Wiedman
Senior Vice President, Core Operations
Apex Clearing Corporation
Craig Guadagno
Vice President, Clearing Services
Bank of America Merrill Lynch
John E. Clifford
Director
Barclays Capital Inc.
Tim Donohue
Director
BNP Paribas Prime Brokerage, Inc.
Angela Randall
Managing Director, Operational Services
Charles Schwab & Co., Inc.
Ken Wilson
Director Citigroup
Mark Mudry
Vice President
Credit Suisse Securities (USA) LLC
Bill Metzger
Vice President, Americas Operations
Deutsche Bank Securities Inc.
Joseph Pozzi
Vice President, Listed Derivatives Operations
Goldman Sachs Execution & Clearing, L.P.
Brian Sussman
Vice President, Clearing Operations
Interactive Brokers LLC
Timber Hill LLC
Sean McGarrigle
Associate
J.P. Morgan Clearing Corp.
John Bruzzese
Vice President, Derivatives Operations
Morgan Stanley & Co. LLC
George Swindasz
Senior Vice President
Mutual Fund and Brokerage Processing
National Financial Services LLC
John Lopresti
Director of Securities Operations
Newedge USA, LLC
Philip Polera
Vice President
Pershing LLC
Brian Connor
Vice President, Trading Services
Scottrade, Inc.
Kelly K. Bell
Vice President, Operations
Southwest Securities, Inc.
Ovidio Montemayor
Managing Director,
Financial Market Services Group
TD Ameritrade Clearing, Inc.
Douglas Wade
Director
UBS Securities LLC
EXCHANGES
Jeromy Hiserote
Operations Manager, U.S. Options
BATS Global Markets
Patty Schuler
Vice President, Client Communication
BOX Options Exchange LLC
Charles M. Hullihan
Director, Trading Systems Development
Chicago Board Options Exchange,
Incorporated
Dan Amar
Head of Market Operations
International Securities Exchange, LLC
Randy Foster
Senior Vice President, Business
Systems Development
Miami International Holdings, Inc.
John Egan
Director of Market Operations,
U.S. Options & Futures
NASDAQ OMX
Pamela Zielezinski
Senior Vice President
New York Stock Exchange
Tom McCabe
Chief Operating Officer
OneChicago LLC
INDUSTRY
ORGANIZATIONS
Nick Schiano
Product Manager
Broadridge
Susan Crozier
Director, Product Management and
Regulatory Affairs Sungard
Gregory C. Akin
Director of Operations
Thomson Reuters

OIC Roundtable

CLEARING MEMBERS
Arianne Criqui
Vice President
Goldman, Sachs & Co.
Robert Bodnar
Executive Director
Morgan Stanley
Wim Van Lerberghe
Director
Global Client Relationships
Pershing LLC
Nicholas T. Otte
Senior Derivatives Market Structure Analyst
Trading Services
Scottrade, Inc.
Joseph (JJ) Kinahan
Chief Strategist
TD Ameritrade
Gary Semeraro
Director, Capital Markets
Options Strategy
UBS Financial Services Inc.
EXCHANGES
John R. Denza
Director
U.S. Sales
BATS Global Markets
Patty Schuler
Vice President
Client Communication
BOX Options Exchange LLC
Debra Peters
Vice President
The Options Institute
Chicago Board Options Exchange,
Incorporated
Pamela Quintero
Director and Department Head
Digital and Content Marketing
Chicago Board Options Exchange,
Incorporated
Lauren Latuso
Senior Marketing and Events Manager
International Securities Exchange, LLC
Molly McGregor
Communications and Marketing Officer
International Securities Exchange, LLC
ISE Gemini, LLC
Thomas Kennelly
Lead, Trading Operations
Miami International Securities Exchange,
  LLC
Mike West
Vice President and Head of U.S. Options
NASDAQ
Barry Nobel
Vice President,
NASDAQ Transaction Services
NASDAQ OMX PHLX, LLC
Bill Ryan
NYSE Options Managing Director
New York Stock Exchange
An Intercontinental Exchange Company

Technology Roundtable

CLEARING MEMBERS
Wes Bugaj
Vice President
Bank of America Merrill Lynch
Ronald Kogan
Vice President, Technology
Bank of America Merrill Lynch
Jieming Shi
Project Manager
Credit Suisse Securities (USA) LLC
Jeff Smith
Vice President, Listed Derivatives
Deutsche Bank Securities Inc.
Tony DePascale
Senior Vice President, Processing Support
Fidelity Investments
Michael Pritsker
Vice President,
Information Technology
Management
Goldman, Sachs & Co.
Bob Yant
Vice President, Technology
Goldman Sachs Execution &
Clearing, L.P.
Douglas A. Novell
Vice President, Investment Bank
JPMorgan Chase
Vaibhav Joshi
Vice President,
Listed Derivatives
Morgan Stanley
Mehdi Zhiri
Director, Americas Head of IT Post-Trade
Newedge Group
Ron Beauchamp
Director, Core Technology Group
TD Ameritrade
EXCHANGES
Scott Riekeman
Software Engineer
BATS Global Markets
Mark Murphy
Vice President, Information Technology
BOX Options Exchange LLC
Joe Panfil
Senior Project Analyst,
Systems Operations Group
CBOE Holdings, Inc.
Robert J. Cornish
Chief Technology Officer
International Securities Exchange, LLC

Officers

Craig S. Donohue
Executive Chairman
Michael W. McClain
President and Chief
Operating Officer
James E. Brown
Executive Vice President,
General Counsel and Secretary
John J. Fennell
Executive Vice President,
Financial Risk Management
John J. Grace
Executive Vice President and
Chief Risk Officer
Scot E. Warren
Executive Vice President,
Business Development and OIC
Jean M. Cawley
Senior Vice President and
Deputy General Counsel
James T. Knoeck
Senior Vice President and
Chief Audit Executive
James M. Kustusch
Senior Vice President,
Operations
Kimberly J. McGarry
Senior Vice President and
Chief Financial Officer
Luke P. Moranda
Senior Vice President and
Chief Information Officer
Tracy A. Raben
Senior Vice President and
Chief Human Resources Officer
Raymond T. Tamayo
Senior Vice President,
Information Technology
Richard G. Wallace
Senior Vice President and
Chief Compliance Officer