Board of Directors as of December 31, 2015

  • Craig S. Donohue
    Craig S. Donohue
    Executive Chairman
  • Thomas R. Cardello
    Thomas R. Cardello
    Founding Member
    Venice Group, LLC
    Commenced service
      February 2015
  • Felix B. Davidson
    Felix B. Davidson
    Member Vice Chairman, OCC
    President
    TD Ameritrade Clearing, Inc.
    Served until January 2015
  • Mark F. Dehnert
    Mark F. Dehnert
    Managing Director
    Goldman Sachs Execution
    & Clearing, L.P.
  • Raymond J. Di Sanza
    Raymond J. Di Sanza
    Senior Vice President,
    Operational Services
    Charles Schwab & Co., Inc.
  • Thomas W. Farley
    Thomas W. Farley
    President
    NYSE Group
  • George S. Fischer
    George S. Fischer
    Senior Vice President,
    Trading, Margin Lending and Cash Management
    E*Trade Financial Corporation
    Commenced service April 2015
  • Thomas A. Frank
    Thomas A. Frank
    Executive Vice President/CIO
    Interactive Brokers LLC
    Commenced service April 2015
  • Meyer S. Frucher
    Meyer S. Frucher
    Vice Chairman
    The NASDAQ OMX Group, Inc.
  • Matthew B. Gelber
    Matthew B. Gelber
    President
    Bitterroot Asset Management,
    LLC
  • David S. Goone
    David S. Goone
    Senior Vice President, Chief
    Strategy Officer
    IntercontinentalExchange, Inc.
  • Gary Katz
    Gary Katz
    President and Chief
    Executive Officer
    International Securities
    Exchange, LLC
  • Judith M. Kula
    Judith M. Kula
    Chief Financial Officer
    Wolverine Execution Services,
    LLC
  • Richard R. Lindsey
    Richard R. Lindsey
    Chief Investment Strategist
    Janus Liquid Alternatives
  • Robert R. Litterman
    Robert R. Litterman
    Chairman, Risk Committee
    Kepos Capital, LP
    Commenced service February
    2015
  • Craig C. Messinger
    Craig C. Messinger
    Executive Vice President
    Global Head of Trading and
    Risk Management
    The Bank of New York Mellon
    Served until April 2015
  • Eric W. Noll
    Eric W. Noll
    President & CEO
    ConvergEX Group, LLC
    Commenced service May 2015
  • Kevin G. Russell
    Kevin G. Russell
    Managing Director, Head
    of Equities Trading for
    the Americas
    Citigroup Global Markets Inc.
    Served until April 2015
  • John M. Ruth
    John M. Ruth
    Chief Executive Officer
    ABN AMRO Clearing Chicago
    LLC
  • Christine L. Show
    Christine L. Show
    Managing Director and Global
    Head of Listed Derivative
    Operations

    Newedge USA, LLC
  • Edward T. Tilly
    Edward T. Tilly
    Chief Executive Officer
    Chicago Board Options
    Exchange Holdings, Inc.
  • Jonathan B. Werts
    Jonathan B. Werts
    Managing Director,
    Global Execution Services
    Bank of America Merrill Lynch
  • Alice Patricia White
    Alice Patricia White
    Economist

Board Committees

Audit Committee
Alice Patricia White (Chair)
Raymond J. Di Sanza
Matthew B. Gelber
Judith M. Kula
Richard R. Lindsey
Eric W. Noll
Edward T. Tilly
Governance &
Nominating Committee
Matthew B. Gelber (Chair)
Thomas W. Farley
Gary Katz
Richard R. Lindsey
Christine L. Show
Alice Patricia White
Compensation &
Performance Committee
Richard R. Lindsey (Acting Chair)
Mark F. Dehnert
Craig S. Donohue
Meyer S. Frucher
David S. Goone
Edward T. Tilly
Jonathan B. Werts
Risk Committee
Richard R. Lindsey (Chair)
Thomas R. Cardello
Mark F. Dehnert
Craig S. Donohue
Thomas A. Frank
Matthew B. Gelber
Robert R. Litterman
John M. Ruth
Jonathan B. Werts
Alice Patricia White
Technology Committee
Gary Katz (Chair)
Thomas R. Cardello
Craig S. Donohue
George S. Fischer
Thomas A. Frank
Matthew B. Gelber
TERM EXPIRATIONS
(MEMBER DIRECTORS &
PUBLIC DIRECTORS)
April 2016
Raymond J. Di Sanza
Matthew B. Gelber
Judith M. Kula
Robert R. Litterman
Jonathan B. Werts
April 2017
Mark F. Dehnert
Richard R. Lindsey
Eric W. Noll
John M. Ruth
April 2018
Thomas R. Cardello
Thomas A. Frank
George S. Fischer
Christine L. Show
Alice Patricia White

Roundtables as of December 31, 2015

Operations Roundtable

CLEARING MEMBERS
Maria Mancusi
Director, Derivatives Operations
ABN AMRO Clearing Chicago LLC
Craig Guadagno
Vice President, Clearing Services
Bank of America Merrill Lynch
Tim Donohue
Director
BNP Paribas Prime Brokerage, Inc.
Angela Randall
Managing Director, Operational Services
Charles Schwab & Co., Inc.
Ken Wilson
Director
Citigroup
Mark Mudry
Vice President
Credit Suisse Securities (USA) LLC
Joseph Pozzi
Vice President, Listed Derivatives
Operations
Goldman Sachs Execution & Clearing,
L.P.
Kelly K. Bell
Vice President, Operations
Hilltop Securities, Inc.
Brian Sussman
Vice President, Clearing Operations
Interactive Brokers LLC
Timber Hill LLC
Sean McGarrigle
Associate
J.P. Morgan Clearing Corp.
John Bruzzese
Vice President, Derivatives Operations
Morgan Stanley & Co. LLC
Wilson Reilly
Senior Director
National Financial Services LLC
Brian Connor
Vice President, Trading Services
Scottrade, Inc.
Gregory Eickbush
Head of Client Operations, Americas
Global Head of Revenue Services
SG Americas Securities
Douglas Wade
Director
UBS Securities LLC
John Scott
Director
Wells Fargo Securities
Brad Scott
Director, Clearing Operations
Wolverine Execution Services
EXCHANGES
Jeromy Hiserote
Operations Manager, U.S. Options
BATS Global Markets
Patty Schuler
Vice President, Client Communication
BOX Options Exchange LLC
Charles M. Hullihan
Director, Trading Systems Development
Chicago Board Options Exchange,
Incorporated
Dan Amar
Head of Market Operations
International Securities Exchange, LLC
Randy Foster
Senior Vice President, Business
Systems Development
Miami International Holdings, Inc.
Barry Nobel
Vice President,
NASDAQ Transaction Services
NASDAQ OMX PHLX, LLC
Kim Koppien
Manager, Business Operations &
Clearing
NYSE Group
Tom McCabe
Chief Operating Officer
OneChicago LLC

OIC Roundtable

CLEARING MEMBERS
John Xenakis
Director
Bank of America Merrill Lynch
Greg Stevens
Vice President, Brokerage Product
and Services
Fidelity Brokerage Services LLC
Arianne Criqui
Vice President
Goldman, Sachs & Co.
Nicholas T. Otte
Senior Derivatives Market Structure Analyst
Trading Services
Scottrade, Inc.
Joseph (JJ) Kinahan
Chief Strategist
TD Ameritrade
Gary Semeraro
Director, Capital Markets
Options Strategy
UBS Financial Services Inc.
EXCHANGES
John R. Denza
Director
U.S. Sales
BATS Global Markets
Patty Schuler
Vice President
Client Communication
BOX Options Exchange LLC
Debra Peters
Vice President
The Options Institute
Chicago Board Options Exchange,
Incorporated
Pamela Quintero
Director and Department Head
Marketing Technology
Chicago Board Options Exchange,
Incorporated
Lauren Latuso
Senior Marketing and Events
Manager
International Securities Exchange, LLC
Molly McGregor
Communications and Marketing Officer
International Securities Exchange, LLC
ISE Gemini, LLC
Thomas Kennelly
Lead, Trading Operations
Miami International Securities Exchange, LLC
Barry Nobel
Vice President,
NASDAQ Transaction Services
NASDAQ OMX PHLX, LLC
Bill Ryan
NYSE Options Manager
New York Stock Exchange
An Intercontinental Exchange Company

Officers

Craig S. Donohue
Executive Chairman
Michael W. McClain
President and Chief
Operating Officer
John J. Fennell
Executive Vice President,
Financial Risk Management
John J. Grace
Executive Vice President and
Chief Risk Officer
Scot E. Warren
Executive Vice President,
Business Development and OIC
Jean M. Cawley
Senior Vice President and
Corporate Secretary
Joseph P. Kamnik
Senior Vice President and
General Counsel
James T. Knoeck
Senior Vice President and
Chief Audit Executive
James M. Kustusch
Senior Vice President,
Operations
Kimberly J. McGarry
Senior Vice President and
Chief Financial Officer
Luke P. Moranda
Senior Vice President and
Chief Information Officer
Tracy A. Raben
Senior Vice President and
Chief Human Resources Officer
Richard G. Wallace
Senior Vice President and
Chief Compliance Officer