Board of directors as of December 31, 2016

  • Craig S. Donohue
    Craig S. Donohue
    Executive Chairman and
    Chief Executive Officer
  • Thomas R. Cardello
    Thomas R. Cardello
    Founding Member
    Venice Financial
      Management, LLC
  • Mark F. Dehnert
    Mark F. Dehnert
    Managing Director
    Goldman Sachs & Co.
  • Raymond J. Di Sanza
    Raymond J. Di Sanza
    Senior Vice President,
    Operational Services
    Charles Schwab & Co., Inc.
  • Thomas W. Farley
    Thomas W. Farley
    President
    NYSE Group
  • George S. Fischer
    George S. Fischer
    Senior Vice President,
    Trading, Margin Lending
    and Cash Management

    E*Trade Financial Corporation
    Served until May 2016
  • Thomas A. Frank
    Thomas A. Frank
    Executive Vice President/CIO
    Interactive Brokers LLC
  • Meyer S. Frucher
    Meyer S. Frucher
    Vice Chairman
    Nasdaq, Inc.
  • Matthew B. Gelber
    Matthew B. Gelber
    President
    Bitterroot Asset
    Management, LLC
    Served until April 2016
  • David S. Goone
    David S. Goone
    Chief Strategy Officer
    IntercontinentalExchange, Inc.
  • Susan E. Lester
    Susan E. Lester
    Former Chief Financial
    Officer
    Commenced Service
    April 2016
  • Gary Katz
    Gary Katz
    President and Chief
    Executive Officer
    International Securities
    Exchange, LLC
    Served until June 2016
  • Judith M. Kula
    Judith M. Kula
    Chief Financial Officer
    Wolverine Execution Services,
    Services, LLC
    Served until June 2016
  • Richard R. Lindsey
    Richard R. Lindsey
    Managing Partner
    Windham Capital
    Management Inc.
  • Robert R. Litterman
    Robert R. Litterman
    Chairman, Risk Committee
    Kepos Capital, LP
  • Eric W. Noll
    Eric W. Noll
    President & CEO
    ConvergEX Group, LLC
  • John M. Ruth
    John M. Ruth
    Chief Executive Officer
    ABN AMRO Clearing
    Chicago LLC
    Served until April 2016
  • Christine L. Show
    Christine L. Show
    Managing Director and
    Global Head of Listed
    Derivative Operations

    SG Americas Securities, LLC
  • Edward T. Tilly
    Edward T. Tilly
    Chief Executive Officer
    Chicago Board Options
    Exchange Holdings, Inc.
  • Jonathan B. Werts
    Jonathan B. Werts
    Managing Director,
    Head of Midwest
    Bank of America Merrill Lynch
  • Alice Patricia White
    Alice Patricia White
    Economist
  • Thomas A. Wittman
    Thomas A. Wittman
    Executive Vice President,
    Global Head of Equities
    Nasdaq, Inc.
    Commenced Service
    June 2016
  • William T. Yates
    William T. Yates
    Treasurer
    TD Ameritrade
    Commenced Service
    April 2016

Board Committees

Audit Committee
Susan E. Lester (Chair)
Raymond J. Di Sanza
Richard R. Lindsey
Eric W. Noll
Alice Patricia White
William T. Yates
Governance &
Nominating Committee
Alice Patricia White (Chair)
Thomas W. Farley
Richard R. Lindsey
Christine L. Show
Compensation &
Performance Committee
Richard R. Lindsey (Chair)
Mark F. Dehnert
Craig S. Donohue
Meyer S. Frucher
David S. Goone
Edward T. Tilly
Jonathan B. Werts
Risk Committee
Richard R. Lindsey (Chair)
Thomas R. Cardello
Mark F. Dehnert
Craig S. Donohue
Thomas A. Frank
Robert R. Litterman
Edward T. Tilly
Alice Patricia White
Technology Committee
Thomas R. Cardello (Chair)
Craig S. Donohue
Thomas A. Frank
Thomas A. Wittman
TERM EXPIRATIONS
(MEMBER DIRECTORS &
PUBLIC DIRECTORS)
April 2017
Mark F. Dehnert
Richard R. Lindsey
Eric W. Noll
April 2018
Thomas R. Cardello
Thomas A. Frank
Christine L. Show
Alice Patricia White
April 2019
Raymond J. Di Sanza
Susan E. Lester
Robert R. Litterman
Jonathan B. Werts
William T. Yates

Roundtables

as of December 31, 2016
Operations Roundtable Members
Clearing members
Maria Mancusi
Director, Derivatives Operations
ABN AMRO Clearing Chicago LLC
Craig Guadagno
Vice President, Clearing Services
Bank of America Merrill Lynch
Angela Randall
Managing Director, Operational Services
Charles Schwab & Co., Inc.
Mark Mudry
Vice President
Credit Suisse Securities (USA) LLC
Joseph Pozzi
Vice President, Listed Derivatives
Operations
Goldman, Sachs & Co.
Kelly K. Bell
Director, Operations
Hilltop Securities, Inc.
Brian Sussman
Vice President, Clearing Operations
Interactive Brokers LLC
Timber Hill LLC
Chirag Arora
Vice President
J.P. Morgan Clearing Corp.
Ester Prior
Executive Director
Morgan Stanley & Co. LLC
Wilson Reilly
Senior Director
National Financial Services LLC
Brian Connor
Vice President, Trading Services
Scottrade, Inc.
Douglas Wade
Director
UBS Securities LLC
John Scott
Director
Wells Fargo Securities
Brad Sowers
Director, Clearing Operations
Wolverine Execution Services
Exchanges
Jeromy Hiserote
Operations Manager, U.S. Options
BATS Global Markets
Patty Schuler
Vice President
Business Development
BOX Options Exchange LLC
Charles M. Hullihan
Director, Trading Systems Development
Chicago Board Options Exchange,
Incorporated
Randy Foster
Senior Vice President, Business
Systems Development
Miami International Holdings, Inc.
Katrina Lukacs
Head of Market Operations
NASDAQ/International Securities
Exchange
Kim Koppien
Manager, Business Operations
& Clearing
NYSE Group
Tom McCabe
Chief Operating Officer
OneChicago LLC

The Options Industry Council Roundtable Membersas of December 31, 2016

Clearing members
Geralyn Endo
Vice President
Bank of America Merrill Lynch
Barry Metzger
Sr. Vice President of Trading Services
Charles Schwab & Co., Inc.
Greg Stevens
Vice President, Brokerage Product
and Services
Fidelity Brokerage Services LLC
Arianne Criqui
Vice President
Goldman, Sachs & Co.
Frank A. Magnani
Global Prime Brokerage Institutional
Sales
Interactive Brokers LLC
Gary Franklin
Vice President, Manager Options
Trading & Strategies
Raymond James Financial
Exchanges
John R. Denza
Director
U.S. Sales
BATS Global Markets
Patty Schuler
Vice President
Business Development
BOX Options Exchange LLC
Debra Peters
Vice President
The Options Institute
Chicago Board Options Exchange,
Incorporated
Thomas Kennelly
Lead, Trading Operations
Miami International Securities Exchange,
LLC
John Black
Product Development Specialist
NASDAQ
Bill Ryan
NYSE Options Manager
New York Stock Exchange
An Intercontinental Exchange Company

OFFICERS

Craig S. Donohue
Executive Chairman and
Chief Executive Officer
Michael W. McClain
Chief Operating Officer
Scot E. Warren
Chief Administrative Officer
John J. Fennell
Executive Vice President and
Chief Risk Officer
Dale A. Michaels
Executive Vice President,
Financial Risk Management
Joseph P. Adamczyk
Senior Vice President and
Chief Compliance Officer
Adi Agrawal
Senior Vice President and
Chief Audit Executive
Julie Bauer
Senior Vice President,
Government Relations
Jean M. Cawley
Senior Vice President,
Special Adviser to the
Executive Chairman
Chip Dempsey
Senior Vice President and
Chief Commercial Officer
Joseph P. Kamnik
Senior Vice President,
General Counsel and
Corporate Secretary
James M. Kustusch
Senior Vice President,
Operations
Luke P. Moranda
Senior Vice President and
Chief Information Officer
Tracy A. Raben
Senior Vice President and
Chief Human Resources Officer
Amy C. Shelly
Senior Vice President and
Chief Financial Officer
Top