Board of directors as of December 31, 2017

  • Craig S. Donohue
    Craig S. Donohue
    Executive Chairman and
    Chief Executive Officer
    OCC
  • Andrej Bolkovic
    Andrej Bolkovic
    Chief Executive Officer
    ABN-AMRO Clearing
    Commenced service
    March 1, 2017
  • Thomas R. Cardello
    Thomas R. Cardello
    Chief Executive Officer
    Venice Financial
    Management, LLC
  • Mark F. Dehnert
    Mark F. Dehnert
    Managing Director
    Goldman Sachs & Co.
  • Meyer S. Frucher
    Meyer S. Frucher
    Vice Chairman
    Nasdaq, Inc.
  • David S. Goone
    David S. Goone
    Chief Strategy Officer
    IntercontinentalExchange, Inc.
  • Rachelle Keller
    Rachelle Keller
    Managing Director/Chief
    Operating Officer
    Citi
    Commenced service
    October 4, 2017
  • Susan E. Lester
    Susan E. Lester
    Former Chief Financial Officer
  • Eric W. Noll
    Eric W. Noll
    President & CEO
    ConvergEX Group, LLC
    Served until June 1, 2017
  • Christine L. Show
    Christine L. Show
    Managing Director and
    Global Head of Listed
    Derivative Operations
    SG Americas Securities, LLC
  • Edward T. Tilly
    Edward T. Tilly
    Chairman and
    Chief Executive Officer
    Cboe Holdings, Inc.
  • Jonathan B. Werts
    Jonathan B. Werts
    Managing Director,
    Head of Midwest
    Bank of America Merrill Lynch
  • Raymond J. Di Sanza
    Raymond J. Di Sanza
    Senior Vice President,
    Operational Services
    Charles Schwab & Co., Inc.
    Served until June 1, 2017
  • Kurt M. Eckert
    Kurt M. Eckert
    Partner
    Wolverine Trading
    Commenced service
    October 4, 2017
  • Thomas W. Farley
    Thomas W. Farley
    President
    NYSE Group
  • Thomas A. Frank
    Thomas A. Frank
    Executive Vice President/CIO
    Interactive Brokers LLC
  • Richard R. Lindsey
    Richard R. Lindsey
    Managing Partner
    Windham Capital
    Management, Inc.
  • Robert R. Litterman
    Robert R. Litterman
    Chairman, Risk Committee
    Kepos Capital, LP
  • Stephen Luparello
    Stephen Luparello
    General Counsel
    Citadel Securities
    Commenced service
    October 4, 2017
  • Jamil Nazarali
    Jamil Nazarali
    Head of Citadel Execution
    Services
    Citadel Securities
    Commenced service
    March 1, 2017
    Served until September 26, 2017
  • Alice Patricia White
    Alice Patricia White
    Economist
  • Thomas A. Wittman
    Thomas A. Wittman
    Executive Vice President,
    Global Head of Equities
    Nasdaq, Inc.
  • William T. Yates
    William T. Yates
    Treasurer
    TD Ameritrade

Board Committees

Audit Committee
Susan E. Lester (Chair)
Kurt M. Eckert
Richard R. Lindsey
Stephen Luparello
Christine L. Show
Alice Patricia White
William T. Yates
Governance &
Nominating Committee
Mark F. Dehnert
Craig S. Donohue
Meyer S. Frucher
David S. Goone
Robert R. Litterman
Edward T. Tilly
Jonathan B. Werts
Compensation &
Performance Committee
Thomas W. Farley
Meyer S. Frucher
Susan E. Lester
Richard R. Lindsey
Christine L. Show
William T. Yates
Risk Committee
Richard R. Lindsey (Chair)
Thomas R. Cardello
Mark F. Dehnert
Craig S. Donohue
Thomas A. Frank
Robert R. Litterman
Edward T. Tilly
Alice Patricia White
Technology Committee
Thomas R. Cardello (Chair)
Andrej Bolkovic
Craig S. Donohue
Thomas A. Frank
Rachelle Keller
Thomas A. Wittman
TERM EXPIRATIONS
(MEMBER DIRECTORS &
PUBLIC DIRECTORS)
April 2018
Thomas R. Cardello
Thomas A. Frank
Stephen Luparello
Christine L. Show
Alice Patricia White
April 2019
Kurt M. Eckert
Susan E. Lester
Robert R. Litterman
Jonathan B. Werts
William T. Yates
April 2020
Andrej Bolkovic
Mark F. Dehnert
Rachelle Keller
Richard R. Lindsey

Roundtables

as of December 31, 2017
Clearing members
Maria Mancusi
Director, Derivatives Operations
ABN AMRO Clearing Chicago LLC
Craig Guadagno
Vice President, Clearing Services
Bank of America Merrill Lynch
Angela Randall
Managing Director, Operational Services
Charles Schwab & Co., Inc.
Mark Mudry
Vice President
Credit Suisse Securities (USA) LLC
Joseph Pozzi
Vice President, Listed Derivatives
Operations
Goldman, Sachs & Co.
Kelly K. Bell
Director, Operations
Hilltop Securities, Inc.
Brian Sussman
Vice President, Clearing Operations
Interactive Brokers LLC
Timber Hill LLC
Chirag Arora
Vice President
J.P. Morgan Clearing Corp.
Ester Prior
Executive Director
Morgan Stanley & Co. LLC
Wilson Reilly
Senior Director
National Financial Services LLC
Brian Connor
Vice President, Trading Services
Scottrade, Inc.
Douglas Wade
Director
UBS Securities LLC
John Scott
Director
Wells Fargo Securities
Brad Sowers
Director, Clearing Operations
Wolverine Execution Services
Exchanges
Jeromy Hiserote
Operations Manager, U.S. Options
BATS Global Markets
Patty Schuler
Vice President
Business Development
BOX Options Exchange LLC
Charles M. Hullihan
Director, Trading Systems Development
Chicago Board Options Exchange
Incorporated
Randy Foster
Senior Vice President, Business
Systems Development
Miami International Holdings, Inc.
Katrina Lukacs
Head of Market Operations
NASDAQ/International Securities
Exchange
Kim Koppien
Manager, Business Operations
& Clearing
NYSE Group
Tom McCabe
Chief Operating Officer
OneChicago LLC

The Options Industry Council Roundtable Members

Clearing members
Greg Stevens
Vice President, Brokerage Product
and Services
Fidelity Brokerage Services LLC
Frank A. Magnani
Global Prime Brokerage Institutional
Sales
Interactive Brokers LLC
Gary Franklin
Vice President, Manager Options
Trading & Strategies
Raymond James Financial
Robert Douglas Bodnar
Executive Director
Morgan Stanley & Co.
Jeff Chiappetta
Vice President,Trading Services
Charles Schwab
Patty Schuler
Vice President
Business Development
BOX Options Exchange LLC
David Nadig
Director, Content & Education,
Cboe Global Markets
Cboe
Thomas Kennelly
Lead, Trade Support Specialist
Miami International Securities Exchange,
LLC
John Black
Product Development Specialist
NASDAQ
Bill Ryan
NYSE Options Manager
New York Stock Exchange
An Intercontinental Exchange Company

OFFICERS

Craig S. Donohue
Executive Chairman and
Chief Executive Officer
John P. Davidson
President and Chief
Operating Officer
Scot E. Warren
Chief Administrative Officer
Jean M. Cawley
Executive Vice President and
Special Advisor to the
Executive Chairman
John J. Fennell
Executive Vice President and
Chief Risk Officer
James M. Kustusch
Executive Vice President,
Strategic Clearing Initiatives
Dale A. Michaels
Executive Vice President,
Financial Risk Management
Joseph P. Adamczyk
Senior Vice President and
Chief Compliance Officer
Adi Agrawal
Senior Vice President and
Chief Transformation Officer
Julie W. Bauer
Senior Vice President,
Government Relations
Daniel T. Busby
Senior Vice President,
Operations
Chip J. Dempsey
Senior Vice President and
Chief Commercial Officer
Joseph P. Kamnik
Senior Vice President and
General Counsel
Tracy A. Raben
Senior Vice President and
Chief Human Resources Officer
Amy C. Shelly
Senior Vice President and
Chief Financial Officer
David A. Hoag
Senior Vice President and
Chief Information Officer
Mark J. Morrison
Senior Vice President and
Chief Information Security Officer
David P. Prosperi
Senior Vice President,
Communications and OIC
David J. Ridgway
Senior Vice President,
Enterprise Risk Management