Board of Directors
as of December 31, 2018

CRAIG S. DONOHUE
Executive Chairman and Chief Executive Officer, OCC
Andrej Bolkovic
Chief Executive Officer, ABN AMRO Clearing
Thomas R. Cardello
Chief Executive Officer, Venice Financial Management, LLC
Mark F. Dehnert
Managing Director, Goldman Sachs & Co.
Kurt M. Eckert
Partner, Wolverine Trading
Thomas W. Farley
President, NYSE Group
Served until May 25, 2018
Thomas A. Frank
Executive Vice President and CIO, Interactive Brokers LLC
Meyer S. Frucher
Vice Chairman, Nasdaq, Inc.
David S. Goone
Chief Strategy Officer, Intercontinental Exchange, Inc.
Rachelle Keller
Managing Director and Chief Operating Officer for Prime, Futures and Securities Services, Citi
Served until July 27, 2018
Elizabeth King
Chief Regulatory Officer, Intercontinental Exchange, Inc., General Counsel and Corporate Secretary, NYSE Group, Inc.
Commenced service May 25, 2018
Susan E. LestER
Financial Executive
Richard R. Lindsey
Managing Partner, Windham Capital Management, Inc.
Robert R. Litterman
Chairman, Risk Committee Kepos Capital, LP
Stephen Luparello
Managing Director and General Counsel, Citadel Securities
Christine L. Show
Managing Director and Global Head of Listed Derivative Operations, SG Americas Securities, LLC
Edward T. Tilly
Chairman, President and Chief Executive Officer, Cboe Global Markets, Inc.
Jonathan B. Werts
Managing Director, Head of Midwest Bank of America, Merrill Lynch
Alice Patricia White
Economist
Thomas A. Wittman
Executive Vice President, Head of Global Trading and Market Services, Nasdaq, Inc.
William T. Yates
Treasurer, TD Ameritrade

Board Committees
as of December 31, 2018
    Audit Committee
  • Susan E. Lester (Chair)
  • Kurt M. Eckert
  • Elizabeth K. King
  • Richard R. Lindsey
  • Stephen Luparello
  • Christine L. Show
  • Alice Patricia White
  • William T. Yates
  • Compensation &
    Performance Committee
  • Richard R. Lindsey (Chair)
  • Mark F. Dehnert
  • Craig S. Donohue
  • Meyer S. Frucher
  • David S. Goone
  • Robert R. Litterman
  • Edward T. Tilly
  • Jonathan B. Werts
  • Governance &
    Nominating Committee
  • Alice Patricia White (Chair)
  • Meyer S. Frucher
  • Elizabeth K. King
  • Susan E. Lester
  • Richard R. Lindsey
  • Christine L. Show
  • William T. Yates
  • Risk Committee
  • Richard R. Lindsey (Chair)
  • Thomas R. Cardello
  • Mark F. Dehnert
  • Craig S. Donohue
  • Thomas A. Frank
  • Robert R. Litterman
  • Edward T. Tilly
  • Alice Patricia White
  • Technology Committee
  • Thomas R. Cardello (Chair)
  • Andrej Bolkovic
  • Craig S. Donohue
  • Thomas A. Frank
  • Thomas A. Wittman
    Term Expirations
    (Member Directors
    & Public Directors)
    April 2019
  • Kurt M. Eckert
  • Susan E. Lester
  • Robert R. Litterman
  • Jonathan B. Werts
  • William T. Yates
  • April 2020
  • Andrej Bolkovic
  • Mark F. Dehnert
  • Richard R. Lindsey
  • April 2021
  • Thomas R. Cardello
  • Thomas A. Frank
  • Stephen Luparello
  • Christine L. Show
  • Alice Patricia White
Senior Officers
as of December 31, 2018
    Craig S. Donohue
  • Executive Chairman
    and Chief Executive Officer
  • John P. Davidson
  • President and Chief
    Operating Officer
  • Scot E. Warren
  • Chief Administrative Officer
  • John J. Fennell
  • Executive Vice President
    and Chief Risk Officer
  • James M. Kustusch
  • Executive Vice President,
    Strategic Clearing Initiatives
  • Dale A. Michaels
  • Executive Vice President,
    Financial Risk Management
  • Joseph P. Adamczyk
  • Senior Vice President and
    Chief Compliance Officer
  • Julie W. Bauer
  • Senior Vice President,
    Government Relations
  • Daniel T. Busby
  • Senior Vice President,
    Operations
  • Chip J. Dempsey
  • Senior Vice President and
    Chief Commercial Officer
    David A. Hoag
  • Senior Vice President and
    Chief Information Officer
  • Joseph P. Kamnik
  • Senior Vice President and
    Chief Regulatory Counsel
  • Mark J. Morrison
  • Senior Vice President and
    Chief Security Officer
  • Hugo A. Mugica
  • Senior Vice President and
    Chief Audit Executive
  • David P. Prosperi
  • Senior Vice President,
    Communications and OIC
  • Tracy A. Raben
  • Senior Vice President and
    Chief Human Resources Officer
  • Amy C. Shelly
  • Senior Vice President and
    Chief Financial Officer
  • Vishal Thakkar
  • Senior Vice President,
    Enterprise Risk Management
Operations Roundtable Members
as of December 31, 2018
    clearing members
    Stephen F. Cody
  • Head of Cross Asset BO
    SG Americas Securities, LLC
  • Craig Guadagno
  • Director
    Merrill Lynch,Pierce,Fenner & Smith Inc.
    Merrill Lynch Professional Clearing Corp.
  • Maria Mancusi
  • Chief Operations Officer
    ABN AMRO Clearing Chicago, LLC
  • Ian Miller
  • Senior Vice President –
    Futures, Clearing and Collateral
    Citigroup Global Markets, Inc.
  • Lizabeth Miller
  • Director of FMSG Operations
    TD Ameritrade Clearing, Inc.
  • Joseph Pozzi
  • Vice President, Listed Derivatives
    Operations
    Goldman Sachs & Co. LLC
  • Ester Prior
  • Executive Director
    Morgan Stanley & Co. LLC
  • Angela Randall
  • Managing Director, Operational Services
    Charles Schwab & Co., Inc.
  • Wilson Reilly
  • Senior Director
    National Financial Services LLC
  • Nicholas Ruggieri
  • Associate Director –
    Head of Equities and Options
    BMO Capital Markets Corp.
  • John Scott
  • Director
    Wells Fargo Securities, LLC
  • Brad Sowers
  • Director, Clearing Operations
    Wolverine Executive Services, LLC
  • Brian Sussman
  • Vice President,
    Head of Global Clearing Operations
    Interactive Brokers LLC
  • Zhenxing Tang
  • Vice President
    Pershing LLC
    exchanges
    Randy Foster
  • Senior Vice President, Business
    Systems Development
    Miami International Holdings, Inc.
  • Jeromy Hiserote
  • Operations Manager, U.S. Options
    Cboe Global Markets
  • Charles M. Hullihan
  • Manager, Market Structure and
    Functionality
    Cboe Global Markets
  • Helen Kitching
  • Operations Supervisor
    OneChicago LLC
  • Kim L. Koppien
  • Manager, Operations
    Intercontinental Exchange/NYSE Options
  • Katrina Lukacs
  • Head of Market Operations – Options
    Nasdaq, Inc.
  • Patty Schuler
  • Vice President
    Business Development
    BOX Exchange LLC
The Options Industry Council
Roundtable Members
as of December 31, 2018
Clearing Members
    Robert Douglas Bodnar
  • Executive Director
    Morgan Stanley & Co.
    Served until Nov. 15, 2018
  • Jeff Chiappetta
  • Vice President, Trading Services
    Charles Schwab
  • Gary Franklin
  • Vice President
    Options Trading and Strategies
    Raymond James Financial
  • Christopher Larkin
  • Senior Vice President
    E*TRADE Securities LLC
  • Frank A. Magnani
  • Global Prime Brokerage and
    Institutional Sales
    Interactive Brokers LLC
  • Aaron Rowe
  • Vice President
    Electronic Option Sales
    Bank of America Merrill Lynch
exchanges
    John Black
  • Senior Product Manager
    Nasdaq, Inc.
  • Eric Frait
  • Senior Vice President,
    Options Advancement and Strategy
    Cboe Global Markets, Inc.
    Served until Dec. 18, 2018
  • Thomas Kennelly
  • Lead, Trading Operations
    Miami International Holdings
  • Patty Schuler
  • Vice President
    Business Development
    BOX Exchange LLC
  • Christopher Twomey
  • Director, NYSE Options
    New York Stock Exchange