Product/Series Data

OCC offers product and series information on all options and futures that are cleared by OCC. Recipients can receive daily updates and/or a full file. The file includes the following information:

Product Information	Series Information
Symbol Exercise Style (American, European) Classification (Equity, Index, Future) Settlement Method (Cash, Stock) Position Limits Underlying Product Information Activation/Inactivation Date	Symbol Expiration Date Strike Price Listed Exchanges Activation/Inactivation Date

The Product/Series information is available daily at approximately 7:00pm CT.

Record Layouts

Record layouts are available in the ENCORE DDS Guide - Developer Reference Non-Proprietary Transmissions. The data is in a FIXML format.

Sample Data

Please note that these samples are for reference purposes only and do not include complete data.

SecList/SecDef Full File

• Sample 1 (ZIP)
• Sample 2 (ZIP)

SecList/SecDef Update File

• Sample 1 (XML)
• Sample 2 (XML)

Connectivity

OCC uses SFTP for the transfer of data. SFTP is the SSH File Transfer Protocol. SFTP allows for secure, encrypted, compressible file transfers over any reliable network.

Fees

The fee to receive the series file is $1,750 for non-distribution or $3,000 per month for distribution for non-clearing members.

For further information please contact 1-800-621-6072 or email memberservices@theocc.com.

This web site discusses exchange-traded options issued by The Options Clearing Corporation. No statement in this web site is to be construed as a recommendation to purchase or sell a security, or to provide investment advice. Options involve risk and are not suitable for all investors. Prior to buying or selling an option, a person must receive a copy of Characteristics and Risks of Standardized Options. Copies of this document may be obtained from your broker, from any exchange on which options are traded or by contacting The Options Clearing Corporation, One North Wacker Dr., Suite 500, Chicago, IL 60606 (investorservices@theocc.com).

© 2018 The Options Clearing Corporation. All rights reserved.