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Default Rules and Procedures


Chapter XI of OCC's Rules, published on this website, authorize OCC to expeditiously and flexibly deal with clearing member defaults. A general overview of the procedures embodied in these rules is provided in the attached PDF along with a separate description of OTC auction procedures, but these overviews are subject to the specific terms of the rules themselves. The term "rules" collectively refers to both OCC By-Laws and Rules and terms (capitalized or not) have the meaning given to them in the rules unless otherwise defined.