Government Relations at OCC
OCC's Government Relations team is responsible for managing OCC's engagement with government entities, including Congress and regulatory agencies and engages in open and frequent communications with policymakers on an ongoing basis. They partner closely with OCC's Legal team on issues of priority for OCC pending before OCC's primary regulators such as the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC) and the Federal Reserve Board, as well as international financial services standard setting bodies and international regulators as necessary. Some of these key issues are the subject of proposed rulemakings by the agencies, agency hearings and advisory committee meetings and consultations issued by international standard setting bodies.
The team also manages the activities of the U.S. Securities Markets Coalition, which engages in advocacy on Capitol Hill to educate lawmakers on behalf of the listed options industry and options investors on issues of common interest.
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