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Corporate Action Information Submission Form

The Corporate Action Information Submission Form (Form) allows external parties to provide OCC with information related to a potential Corporate Action on an underlying security to a listed option. OCC will review the information provided but will not respond directly to the contributor. Information memos posted to https://www.theocc.com will remain the source of contract adjustment information. Submission of information on the Form provides no guaranty that a contract adjustment will occur in response to the information provided.

Any submission provided to OCC via this Form will be considered non-confidential and non-proprietary.

After clicking Submit you will receive a confirmation screen stating that OCC will review the provided information. OCC will not respond back to you directly.

This web site discusses exchange-traded options issued by The Options Clearing Corporation. No statement in this web site is to be construed as an endorsement, recommendation or solicitation to purchase or sell a security, or to provide investment advice. Options involve risk and are not suitable for all investors. Prior to buying or selling an option, a person must receive a copy of the disclosure document, Characteristics and Risks of Standardized Options. Individuals should not enter into option transactions until they have read and understood this document. To obtain copies, contact your broker, any exchange on which options are traded, or The Options Clearing Corporation, 125 S. Franklin Street, Suite 1200, Chicago, IL 60606 ([email protected]).