Jeffrey Davis
Senior Vice President and Senior Deputy General Counsel, Nasdaq, Inc.
Jeffrey Davis is senior vice president and senior deputy general Counsel at Nasdaq, Inc. He joined in 2000 when Nasdaq was spun off from NASD and taken public.
In this role, he has advised Nasdaq’s Board of Directors, President, and senior management on the company’s obligations as a federally registered institution regulated by the SEC and CFTC. He also serves as Chief Regulatory Officer of Nasdaq ISE Exchanges, overseeing compliance, surveillance, investigations, and enforcement programs.
Prior to joining Nasdaq, Mr. Davis served in the Office of General Counsel at NASD (now FINRA), where he participated in disciplinary proceedings, drafted self-regulatory organization rules, and represented NASD before the SEC and in federal court.
He holds a Juris Doctor from the University of Chicago.
Mr. Davis is an exchange director on OCC’s Board of Directors.