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Meet Our Chief Audit Executive, Hugo Mugica

October 26, 2023

Experience:

  • 20+ years of leadership experience in internal audit and financial services
  • Joined OCC in 2015 as Vice President, Internal Audit Clearing and Risk
  • Previously served as Senior Manager Internal Audit at William Blair & Company and Peak6 Investments, and as Manager Internal Audit at CME Group

Education:

  • Bachelor’s degree in industrial engineering from Universidad Panamericana
  • Master’s degree in finance from DePaul University

Quick Facts:

  • Holds the Series 7 license and is a Certified Internal Auditor® (CIA®)
  • Hobbies include golf and swimming

Quote

“Our internal audit team emphasizes collaborating with our first and second lines of defense so that we can work as one team with one goal: help OCC manage risk. I’m very fortunate to be able to lead a team of people with a high level of professionalism and integrity; combined with our collaborative mindset, I believe this contributes to our continued success as an organization.”

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