Meet Our Chief Audit Executive, Hugo Mugica

October 26, 2023


  • 20+ years of leadership experience in internal audit and financial services
  • Joined OCC in 2015 as Vice President, Internal Audit Clearing and Risk
  • Previously served as Senior Manager Internal Audit at William Blair & Company and Peak6 Investments, and as Manager Internal Audit at CME Group


  • Bachelor’s degree in industrial engineering from Universidad Panamericana
  • Master’s degree in finance from DePaul University

Quick Facts:

  • Holds the Series 7 license and is a Certified Internal Auditor® (CIA®)
  • Hobbies include golf and swimming


“Our internal audit team emphasizes collaborating with our first and second lines of defense so that we can work as one team with one goal: help OCC manage risk. I’m very fortunate to be able to lead a team of people with a high level of professionalism and integrity; combined with our collaborative mindset, I believe this contributes to our continued success as an organization.”

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