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By-Laws & Rules

Note: Rule filings are deleted from this list and integrated into the By-Laws and Rules in accordance with applicable regulatory requirements.

Download By-Laws & Rules Documents

Proposed Rule Filings

Rule Filings Approved, But Not Yet Implemented

Rule Filings for Immediate Effectiveness

 

Advance Notice Filings

Advance Notice - Notice of No Objection

  • SR-OCC-2021-801 - PDF (Changes contained in this filing are pending approval of SR-OCC-2021-003.)
  • SR-OCC-2020-806 - PDF (Changes contained in this filing were made effective on December 17, 2020.)
  • SR-OCC-2020-805 - PDF (Changes contained in this filing were made effective on September 28, 2020.)
  • SR-OCC-2020-804 - PDF (Changes contained in this filing were made effective on June 23, 2020.)
  • SR-OCC-2020-803 - PDF (Changes contained in this filing were made effective on June 11, 2020.)
  • SR-OCC-2020-802 - PDF (Changes contained in this filing were made effective on June 29, 2020.)
  • SR-OCC-2020-801 - PDF (Changes contained in this filing were made effective on March 6, 2020.)
  • SR-OCC-2019-805 - PDF (Changes contained in this filing were made effective on January 24, 2020.)
  • SR-OCC-2019-807 - PDF (Changes contained in this filing were made effective on December 16, 2019.)
  • SR-OCC-2019-806 - PDF (Changes contained in this filing were made effective on December 16, 2019.)
  • SR-OCC-2019-804 - PDF (Changes contained in this filing were made effective on September 23, 2019.)
  • SR-OCC-2019-803 - PDF (Changes contained in this filing were made effective on June 26, 2019.)
  • SR-OCC-2019-802 - PDF (Changes contained in this filing were made effective on October 14, 2019.)
  • SR-OCC-2019-801 - PDF (Changes contained in this filing were made effective on May 20, 2019.)
  • SR-OCC-2018-804 - PDF (Changes contained in this filing were made effective on January 14, 2019.)

Self-Certification of Rules

OCC Proposed Rule Change and Advance Notice Filing Report

Report

Policy Statements and Procedures Adopted Under By-Laws and Rules Policy Statements

Policy Statements

Procedures
Board Charters
Key Information Documents

This web site discusses exchange-traded options issued by The Options Clearing Corporation. No statement in this web site is to be construed as an endorsement, recommendation or solicitation to purchase or sell a security, or to provide investment advice. Options involve risk and are not suitable for all investors. Prior to buying or selling an option, a person must receive a copy of the disclosure document, Characteristics and Risks of Standardized Options. Individuals should not enter into option transactions until they have read and understood this document. To obtain copies, contact your broker, any exchange on which options are traded, or The Options Clearing Corporation, 125 S. Franklin Street, Suite 1200, Chicago, IL 60606 ([email protected]).

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