By-Laws & Rules

Note: Rule filings are deleted from this list and integrated into the By-Laws and Rules in accordance with applicable regulatory requirements.

Download By-Laws & Rules Documents

OCC Rule Certification Concerning a Change in the Maximum Contingent Operational Loss Fee Listed in OCC's Schedule of Fees in Accordance with OCC's Capital Management Policy - PDF (CFTC Self-Certification of Rules March 27, 2025)
OCC Rule Certification Concerning Updates to Various Contracts and Forms that, in Conjunction With OCC's By-Laws and Rules, Establish and Govern the Relationship Between OCC and Each Clearing Member - PDF (CFTC Self-Certification of Rules March 11, 2025.)
OCC Rule Certification Concerning Its Stock Loan Programs PDF (CFTC Self-Certification of Rules March 4, 2025.)
OCC Rule Certification Concerning Modifications to its By-Laws and Rules Primarily to Discontinue Certain Outmoded or Unused Products and Services - PDF (CFTC Self-Certification of Rules February 28, 2025.)
OCC Rule Certification Concerning Enhancements to Its Margin and Stress Testing Methodologies to Better Capture The Risks Associated With Short-dated Options - PDF (CFTC Self-Certification of Rules January 21, 2025.)
OCC Rule Certification Concerning Updates to OCC's Risk Management Framework, Corporate Risk Management Policy, and Default Management Policy - PDF (CFTC Self-Certification of Rules January 17, 2025.)

Policy Statements

Procedures