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OCC Transformation

Read more about OCC’s transformation in our 2019 Annual Report.


As the marketplace continues to evolve, so too does OCC. That is why over the past five years, OCC has undertaken a broad, multi-year transformation that covers every aspect of the organization: financial resiliency, people, processes, and technology.

To accomplish its goals OCC has strengthened its board and senior leadership team, enhanced its compliance processes and continues to modernize and redevelop its technology through our Renaissance Initiative in order to operate in a more effective and efficient manner and better serve market participants and the investing public. Since 2012, OCC's headcount has increased by 75% to add capacity and expertise appropriate to its responsibilities as a SIFMU, and to ensure that experienced professionals are in areas that needed to improve, such as Compliance, Financial Risk Management, Information Security and Internal Audit.

For nearly 50 years, OCC has demonstrated a nearly flawless ability to meet clearance and settlement obligations every day. Last year OCC reached a new milestone with a cleared volume of 5.24 billion contracts. OCC is committed to striving for excellence as the transformation continues and fulfilling its mission to serve as the foundation for secure markets.




We will continue to strive for excellence as we complete our transformation and fulfill our mission to serve as the foundation for secure markets.

Read More



OCC's Transformation Initiatives

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Read the Facts



Transformation Videos


#TradeTalks: How OCC Strengthened its Resiliency to Prepare for #COVID19

Nasdaq #TradeTalks

Pat Hickey Details OCC's Trading Renaissance

John Lothian News

John Davidson tells John Lothian News how OCC is progressing with its Renaissance Initiative.

John Lothian News

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OCC CIO Dave Hoag Discusses How Technology Will Improve the Company's Resiliency and Agility

Nasdaq Tech Spotlight

Scot Warren, OCC COO, talks to John Lothian News about OCC's proposed Capital Management Policy.

John Lothian News

OIC 2019 Interview with John Davidson

Options Insider Radio

OCC Developments To Consider Before the Options Industry Conference

John Lothian News

Ushering In The OCC's Renaissance – John Davidson

John Lothian News


Transformation in the News

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UNSUNG Heroes: OCC's Dan Busby

John Lothian News

June 9, 2020

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OCC bolsters board of directors

Security Lending Times

July 30, 2019

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OCC Names Two New Senior Leaders

Chicago | December 7, 2018

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OCC Launches New Brand Identity

Chicago | June 25, 2018


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